As part of their CoFI licence obligations, financial institutions have a legal obligation to comply with a set of standard conditions. Two of these – Standard Condition 4 and Standard Condition 5 – are critical to operational resilience. <...

All licensed Financial Advice Providers must submit an annual regulatory return as part of licensing conditions. With seven more calendar days to go have your submitted your return?  The submission period closes on 30 September 2025.

In this episode of 5 Minutes with the FMA, host Heidi Norman is joined by Executive Director Licensing and Conduct Supervision, Clare Bolingford to discuss why complaints are a focus for the FMA the We want financial service providers to ensure...

In this powerful episode, Jess from the FMA’s external communications team sits down with Samantha McGuire, Manager of Regulatory Services, to unpack the growing threat of investment scams in Aotearoa.From slick fake crypto platforms to...

In this episode, Jess sits down with Victoria Harris from The Curve to explore the world of ethical investing. What does it mean to invest ethically? Can you still get good returns? And how do you know if your KiwiSaver or investment fund align...